Advertising Law Updates

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2 results for: finra

8/4/2025 12:35:34 PM

FINRA Charges Broker-Dealer With Misleading Consumers About Crypto Sales

By Jeff Greenbaum

The Financial Industry Regulatory Authority recently entered into a settlement with TradeStation Securities, resolving allegations that...

6/3/2025 2:22:17 PM

By Jeff Greenbaum

In May, Webull Financial agreed to pay a $1.6 million fine to settle charges brought by the Financial lndustry Regulatory Authority that...