21 Jul, 2024 SEC Receives Major Blow in SolarWinds Case By Rick Borden On July 18, in a devastating opinion, a federal judge in the Southern District of New York dismissed the bulk of the claims the...
20 May, 2024 5 Things To Do To Address the SEC’s Breach Notification Changes For Investment Advisers, Investment Companies and Broker-Dealers By Rick Borden On May 15, 2024, the Securities and Exchange Commission (SEC) finalized amendments to Regulation S-P, the primary regulation governing...
02 Feb, 2024 Understanding the New York State Department of Financial Services' Proposed Guidelines on AI and ECDIS in Insurance Underwriting and Pricing By Maria Nava Rick Borden On January 17, 2024, the New York Department of Financial Services (the “Department”) published a letter containing proposed guidance...
01 Dec, 2023 The SEC Turns False Marketing Into Securities Fraud By Rick Borden Between January, 2019, and December 2020, SolarWinds experienced one of the worst cybersecurity incidents in history. The SUNBURST supply...
17 Nov, 2023 Final Colorado Insurance Regulations Go Into Effect By Maria Nava Rick Borden The Colorado Division of Insurance’s Final Governance and Risk Management Framework Requirements for Life Insurers’ Use of External...
09 Nov, 2023 CPPA Draft Cybersecurity Audit Regulation Revisions - 3 Takeaways By Rick Borden In advance of their December 8, 2023 meeting, the CPPA released additional revisions to the draft Cybersecurity Audit Regulations. For a...
31 Aug, 2023 Cybersecurity Audit Regulations Under CCPA By Rick Borden The California Privacy Protection Agency (the "Agency") released draft Cybersecurity Audit Regulations ("Draft Regulations") for...
23 Aug, 2023 Regulators and Litigators are Investigating Data Flows Through SDKs – An Overview and Practical Steps to Reduce Risk By Daniel Goldberg Rick Borden A slightly modified version of this article was published on Law360. Data collection and transmission through tracking technologies are...